Union Bank has received a compliance certificate under SEBI regulations for the quarter ended September 30, 2025. The certificate, received from the Registrar and Share Transfer Agent (RTA), confirms compliance with the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. The bank has provided this information for stakeholders’ records.
Regulatory Compliance Confirmation
Union Bank has officially announced the receipt of a certificate confirming compliance with critical regulatory requirements for the fiscal quarter ending September 30, 2025. This formal confirmation addresses stipulations laid out in the Securities and Exchange Board of India (Depositories and Participants) Regulations, specifically under Regulation 74(5) of the 2018 guidelines. This confirmation was received on October 9, 2025.
Details from KFin Technologies
According to a letter from KFin Technologies Limited, the Registrar and Share Transfer Agent (RTA) for Union Bank, securities received for dematerialization during the quarter ended September 30, 2025, were duly confirmed and accepted by the depositories. Furthermore, KFin confirmed that the security certificates received for dematerialization have been mutilated and canceled after verification by the depository participant. The names of the depositories have been substituted in the register of members as the registered owner. The letter from KFin is dated October 8, 2025.
Source: BSE
