AU Small Finance Bank has submitted a certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, for the quarter ended December 31, 2025. The certificate, received from MUFG Intime India Pvt. Ltd., confirms compliance regarding dematerialization requests. This submission is for informational and record-keeping purposes.
Compliance Certificate Submission
AU Small Finance Bank has provided confirmation of adherence to regulatory requirements for the quarter ending December 31, 2025. This action is in accordance with the requirements outlined under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018.
Details of the Certificate
The certificate, which validates the handling of securities during dematerialization, was received from MUFG Intime India Pvt. Ltd., the Registrar and Share Transfer Agent of AU Small Finance Bank. The certificate confirms that all securities received for dematerialization during Q3 2025-2026 were duly processed and verified with the respective depositories.
Purpose of Submission
This submission serves to provide stakeholders with an official record of the bank’s compliance with regulatory standards regarding the handling of securities transactions and dematerialization processes. It is intended for informational purposes and to maintain transparency in operational procedures.
Source: BSE
